Yield Maintenance

Definition: A prepayment penalty in a commercial mortgage that requires the borrower to pay the lender enough to compensate for the lost interest income that the lender would have earned had the loan remained outstanding until maturity.

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Yield Maintenance

Yield maintenance: prepayment penalty compensating lender for lost interest. Makes lender whole: same yield as if all payments made. Calculation: PV of (loan rate - Treasury rate) x balance x remaining term. Example: a loan at 6% with 5 years left and a 4% Treasury rate yields a penalty equal to the present value of the lost spread. Decreases over time. Common: CMBS, life insurance, commercial. Negotiation: lockout period, cap, sunset, and same-lender refinance. Attorney review of prepayment provisions recommended.

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